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21-1
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Securities firms which have been approved by the Competent Authority to establish foreign branch offices or representative offices shall submit in duplicate the following documents to the TWSE for recordation before commencing business:
- Photocopy of the permit for establishment issued by the domestic Competent Authority and of the documents of approval of establishment issued by the foreign competent authority.
- List of managers and associated persons or representatives of the branch office or representative office.
- Date of establishment and detailed address of the branch office or representative office.
Where there are changes in the business location or the manager or representative of a foreign branch office or representative office, within 10 days of such changes, three copies of the application for amendment registration, along with the relevant documentary evidence, shall be sent to the TWSE, which will transfer them to the Competent Authority.
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