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74
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Where listed securities meet any of the following conditions, the trading method for such securities may be exempted from the provisions of this Chapter, and the securities may be traded via negotiation, auction, reverse auction, or other methods:
- Initial offering of bonds and their wholesale trade.
- Wholesale trade of stocks before their listing.
- Special circumstances in the trading of securities not warranting the application of usual regulations.
- Securities trades to which are attached the condition of meeting specified trading volumes, that have been reported to and approved by the TWSE may be conducted after registration.
The method of trading in the above transactions shall be reported to and approved by the Competent Authority before its implementation.
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