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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings  CH

Amended Date: 2019.10.15 (Articles 6, 7 amended,English version coming soon)
Current English version amended on 2019.04.08 
Categories: Primary Market > Review
Article 11     After examining all documents duly submitted by the applicant company to ensure completeness, the case handlers shall first complete a "New Stock Listing Preliminary Review Chart." After examining whether Article 14, Paragraph 2 of the TWSE's Regulations for Review of Securities Listings and Article 53-4 of the TWSE's Operating Rules are applicable to the applicant company and whether the number of shares that the applicant company undertakes to have underwritten is in compliance with the percentage requirements of the competent authority. (Applicants in compliance with the conditions in Article 11 of the TWSE's Regulations for Review of Securities Listings may be exempted from further underwriting requirements.) After obtaining signed approval from their superiors, the case handlers shall publicly announce the listing and report to the competent authority for recordation.