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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Regulations for Handling Deficiencies in Evaluation Reports or Other Related Information Submitted by a Securities Underwriter  CH

Amended Date: 2017.08.15 
Categories: Primary Market > Review
Article 5     If, during the existence of the contract under which it is appointed by a primary listing company to provide assistance with compliance with relevant R.O.C. securities laws and regulations, the Articles of Incorporation and the Operating Rules of the TWSE, and regulations for public announcement and listing contract, the lead securities underwriter violates the TWSE Review Rules, Primary Listing Rules, Directions and other relevant regulations, the TWSE may impose three to ten demerit points on it depending on the seriousness of the violation.