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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Regulations for Handling Deficiencies in Evaluation Reports or Other Related Information Submitted by a Securities Underwriter  CH

Amended Date: 2017.08.15 
Categories: Primary Market > Review
Article 9     Before imposing demerit points on a securities underwriter according to these Guidelines, the TWSE shall request it to provide written explanation on the circumstances concerned, and submit such explanation, along with information on the relevant deficiencies as well as opinion on actions to be taken, at a penalty meeting to be held by the listing department for approval and then to the President of the TWSE for approval and implementation.