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Article NO. Content

Title：

Taipei Exchange Rules Governing Securities Firms Recommending Trades in Securities to Customers  CH

Amended Date： 2024.12.31 (Articles 5 amended,English version coming soon)
Current English version amended on 2017.12.21 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 4 When recommending securities to a customer, and in its research reports, a securities firm is required to make additional disclosures if it has served as a recommending securities firm or a lead or co-underwriter for the issuer of the recommended securities in the past year, or if it has issued call (put) warrants on the recommended securities in the past year.