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Article NO. Content

Title：

Regulations Governing Securities Firms  CH

Amended Date： 2025.07.18 (Articles 3, 9, 10, 16, 50, 64, 66 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 15 A securities firm, unless concurrently operated by a financial institution and subject to other relevant laws or regulations, shall not act as a guarantor of any nature, make endorsement for transfer of negotiable instruments, or provide its property as security for other persons without the approval of the FSC.

Interpretation：