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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies  CH

Amended Date： 2002.02.01 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 5     The TSEC shall produce a report, to be kept on file for reference, for each instance of follow-up, assessment, and guidance with respect to an audit deficiency of a securities firm.