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Article NO. Content


Taipei Exchange Procedures and Specific Standards for Determining the Eligibility of Securities for Margin Purchase and Short Sale Transactions  CH

Amended Date: 2016.12.30 (English version coming soon)
Current English version amended on 2013.03.15 
6     For shares that are deemed ineligible for margin purchase and short sale on the TPEx after six months of TPEx listed trading, the TPEx will conduct follow-up assessments at regular intervals in accordance with these Procedures and Specific Standards.
    The regular interval mentioned in the preceding paragraph refers to monthly assessments; the assessment date shall be the last business day of each month.
    If a TPEx listed company is deemed to have excessively concentrated equity ownership as referred to in Point 2, paragraph 1, subparagraph 6, the TPEx may proceed with a follow-up assessment at any time once the company gives notice that it has rectified its excessively concentrated equity ownership, and the TPEx will not be restricted by the regular interval in this regard.