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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing the Particulars to be Recorded in Prospectuses for Initial Securities Listing Applications  CH

Amended Date: 2021.05.05 
Categories: Primary Market > Review
Article 7     Company organization (supplementing Article 10 of the Prospectus Regulations and revising Appendix 2):
  1. Where the listing application is filed in accordance with Article 6-1 of the Listings Review Rules or by the applicant as a technology enterprise or information software enterprise, the qualifications and CVs of the technical and R & D personnel shall be added.
  2. Where the issuing company has non-directors who substantially perform a director's duties or control the company's personnel, finance or business operation, thereby substantially directing directors in their performance of duties, such non-directors' names, education, work experiences, shareholdings, concurrent positions held in the issuing company and other companies, relationship with the issuing company's directors, and actual control over the issuing company shall be added; in the event of a Foreign Issuing Company, the above-mentioned non-directors' legal responsibilities under the laws and regulations of the place of registration shall further be identified.
  3. A domestic issuing company or foreign issuer applying for the initial listing of stocks on the Taiwan Innovation Board shall additionally describe the work experience and qualifications of the core-technology personnel.