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Article NO. Content

Title：

Rules Governing the Particulars to be Recorded in the Contract for Recommendations by Securities Firms to Customers for Securities Trading  CH

Amended Date： 2016.05.26 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
2     Before signing a recommendation contract with the customer, the securities firm shall first appoint a responsible associated person to explain to the customer the potential risks of securities trading andprovide a period of three days or more for the customer to review the content of all of the terms of the recommendation contract.