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Article NO. Content

Title:

Taiwan Stock Exchange Corporation's ("TWSE") Rules Governing the Reporting of Basic Information of Advisory Client Companies by Securities Underwriters  CH

Amended Date: 2011.11.09 
Categories: Primary Market > Review
Article 5     The securities underwriter shall strictly enforce these Rules and report on time. It shall be responsible for any errors, omissions, or false or untrue representations in the relevant information. If the TWSE discovers any of the above-mentioned deficiencies, it shall request the securities underwriter to improve immediately and, subject to the actual circumstances of each case, give notice of improvement to the underwriter and further take measures in accordance with the TWSE Rules for Handling Deficiencies in the Assessment Report or Other Relevant Information Submitted by a Securities Underwriter.".