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Laws

Title：

Taiwan Stock Exchange Corporation's ("TWSE") Rules Governing the Reporting of Basic Information of Advisory Client Companies by Securities Underwriters  CH

Announced Date： 2004.12.13
Amended Date： 2024.03.11 (Articles 2 amended,English version coming soon)
Current English version amended on 2023.02.15 
Categories： Primary Market > Review
Article Content Content Search Article No. Search Legal Basis Amended Article Attachment Legislative History Chinese
Content Article In Change6. The Material Financial and Business Incidents Checklist in Article 2 amended per 15 February 2023 Letter No. Taiwan-Stock-Listing-I-1121800561 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Content Article In Change 5. Article 2 and the Material Financial and Business Incidents Checklist in Article 2 amended per 1 November 2022 Letter No. Taiwan-Stock-Listing-I-1110021526 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 28 October 2022 Letter No. Financial-Supervisory-Securities-Corporate-1110149517 of the Financial Supervisory Commission.
Content Article In Change 4. Articles 1, 2, and 6 amended per 24 September 2021 Letter No. Taiwan-Stock-Listing-II-1100018345 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement, or from 2022 in regard to Article 2, paragraph 3, where the advisory client company is a foreign issuer, in which event the securities underwriter shall file a Material Financial and Business Incidents Checklist from two months prior to the date of submission of an application for primary listing of stock or TIB primary listing.
Approved for recordation per 13 September 2021 Letter No. Financial-Supervisory-Securities-Corporate-1100347931 of the Financial Supervisory Commission.
Content Article In Change 3. Article 2 amended per 9 November 2011 Letter No. Taiwan-Stock-Listing-I-1000035729 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement; not applicable to public listing application for stocks filed before 10 February 2012.
Approved for recordation per 7 November 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000052277 of the Financial Supervisory Commission, Executive Yuan.
2. Article 2 amended per 27 December 2010 Letter No. Taiwan-Stock-Listing-0990038654 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 22 December 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990070292 of the Financial Supervisory Commission, Executive Yuan.
1. Full text of six articles adopted per 13 December 2004 Letter No. Taiwan-Stock-Listing-0930032147 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2005.