• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms  CH

Amended Date: 2024.04.16 (Articles 41-1 amended,English version coming soon)
Current English version amended on 2022.07.14 
Article 17     The "important content" in the preceding article is as follows:
  1. The method for and restrictions on the customer's exercise of rights, amendment, rescission, and termination with respect to the financial derivatives trade.
  2. The important rights, obligations, and duties of the securities firm with respect to the financial derivatives trade.
  3. The fees and financial penalties the customer is required to bear, including the times at which they are to be collected and the method of their calculation and collection.
  4. Whether the financial derivatives trade is protected by deposit insurance, an insurance stabilization fund, or other relevant safeguard mechanisms.
  5. Channels for resolution and complaints/appeals for disputes arising in connection with financial derivatives trades provided by the securities firm.
  6. Other matters required to be reported regularly or from time to time, and other matters required to be specified, in connection with any of the financial derivatives trades pursuant to laws and regulations.
    The important content of the preceding paragraph shall be expressed in the written contract by a conspicuous typeface or method.