• Font Size:
  • S
  • M
  • L

Article NO. Content

Title:

Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms  CH

Amended Date: 2025.01.08 (Articles 6, 28-1 amended,English version coming soon)
Current English version amended on 2024.04.16 
Article 23 For structured instruments sold by a securities firm, the maximum potential loss shall be limited to the original transaction price and a distinction shall be made between principal-protected and non principle-protected products. However, when a structured instrument is sold under the name of a principal-protected product or claims principal protection benefits, it shall be stipulated that the customer may, at expiration or when early expiration is brought about in accordance with the terms of the contract, recover the total amount of the original transaction price.