• Font Size:
  • S
  • M
  • L

Article NO. Content

Title:

Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms  CH

Amended Date: 2024.04.16 (Articles 41-1 amended,English version coming soon)
Current English version amended on 2022.07.14 
Article 27     When a securities firm provides structured instruments trading services to a customer, the customer may request the securities firm to furnish the marking-to-market information and price quote information relating to early cancellation with respect to the customer's transaction; if a structured instrument is provided to an ordinary customer who is a natural person, the securities firm shall furnish the customer information on marking-to-market..
    When structured instruments with the same transaction terms and conditions are sold to ten or more parties, the securities firm shall disclose on its website relevant market price information or price quote information for early cancellation, and shall also disclose relevant information through the TPEx information system.