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Article NO. Content

Title：

Directions for the Conduct of Wealth Management Business by Securities Firms  CH

Amended Date： 2026.04.09 (Articles 5, 6, 11, 28, 30, 31, 32, 33 amended,English version coming soon)
Current English version amended on 2022.11.07 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
22     A securities firm conducting wealth management business by means of trusts shall set aside a compensation reserve fund in accordance with Article 34 of the Trust Enterprise Act and other applicable requirements.