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友善列印
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Article NO. Content

Title:

Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms  CH

Amended Date: 2015.09.15 
Article 2     To conduct money lending in connection with securities business, a securities firm shall obtain the approval of the competent authority.
    "Money lending in connection with securities business" in the preceding paragraph means any financing business the securities firm and customer agree to engage in to meet needs for purchases of securities by the customer.
    The scope of financing by securities firms conducting securities business money lending shall be jointly drafted by the Taiwan Stock Exchange Corporation ("TWSE") and the Taipei Exchange ("TPEx"), and submitted to the competent authority for final approval.