|
Article 2
|
To conduct money lending in connection with securities business, a securities firm shall obtain the approval of the competent authority.<br/>"Money lending in connection with securities business" in the preceding paragraph means any financing business the securities firm and customer agree to engage in to meet needs for purchases of securities by the customer.<br/>The scope of financing by securities firms conducting securities business money lending shall be drafted by the Taiwan Stock Exchange Corporation ("TWSE") in joint consultation with the Taipei Exchange ("TPEx"), and submitted to the competent authority for final approval.
|