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Article NO. Content


Operating Rules for Securities Lending by Securities Firms  CH

Amended Date: 2019.10.29 
Categories: Securities Exchange Market > Borrowing of Securities
Article 10     A customer shall promptly notify the securities firm in writing or by correspondence or electronic means that is sufficient to identify the customer as the principal itself and confirm its indication of intent if there is a change to the name or identification documents of the customer itself, its agent, or representative, or to the mailing address or contact phone number, recorded on its application to open a securities lending account.
    Where a customer fails to make the notice of the preceding paragraph the securities firm shall continue to process transactions based on the original registration information, and the customer shall be solely liable, without recourse, for any resulting legal issues.