• Font Size:
  • S
  • M
  • L

Article NO. Content


Operating Rules for Securities Lending by Securities Firms  CH

Amended Date: 2021.04.01 (Articles 22 amended,English version coming soon)
Current English version amended on 2019.10.29 
Categories: Securities Exchange Market > Borrowing of Securities
Article 11     Required notice of matters by a securities firm pursuant to these Operating Rules shall be effected by mail with personal signature confirmation of receipt by the customer, or other mutually agreed-upon method.
    Where a securities firm's notice sent by mail cannot be delivered on time because the customer failed to make notice under the preceding Article, or due to other reason attributable to the customer, such notice shall be deemed effective on the date of the post office's first delivery attempt.
    Where the customer signs in person to acknowledge receipt of a securities firm's notice, the customer's signature or seal shall match the signature on the original securities lending agreement or the original seal/signature-of-record, and shall be accompanied by the date.