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Article NO. Content


Operating Rules for Securities Lending by Securities Firms  CH

Amended Date: 2022.06.28 (Articles 3 amended,English version coming soon)
Current English version amended on 2021.06.07 
Categories: Securities Exchange Market > Borrowing of Securities
Article 27     When a customer closes out a portion of its securities borrowing positions, if the overall account collateral ratio for positions still open in the borrowing and lending account is lower than the collateral maintenance ratio, the securities firm shall retain the collateral returnable to the customer, to the extent necessary so as not to fall below the required collateral maintenance ratio.