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Article NO. Content

Title：

Operating Rules for Securities Lending by Securities Firms  CH

Amended Date： 2023.08.17 
Categories： Securities Exchange Market > Borrowing of Securities
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Attachment Legislative History Chinese
Article 27     When a customer closes out a portion of its securities borrowing positions, if the overall account collateral ratio for positions still open in the borrowing and lending account is lower than the collateral maintenance ratio, the securities firm shall retain the collateral returnable to the customer, to the extent necessary so as not to fall below the required collateral maintenance ratio.