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Article NO. Content

Title:

Operating Rules for Securities Lending by Securities Firms  CH

Amended Date: 2019.10.29 (Articles 8 amended,English version coming soon)
Current English version amended on 2018.12.24 
Categories: Securities Exchange Market > Borrowing of Securities
Article 35-1     If a customer's participation in securities lending transactions is halted or terminated by the TWSE pursuant to Article 42, 45, or 49 of the TWSE Securities Borrowing and Lending Rules, the securities firm shall halt the customer's adding of any new securities lending transaction.
    If a customer's participation in securities lending transactions has been terminated pursuant to the preceding paragraph, the securities firm may again accept and process an application by that customer for securities lending transactions only after one full year has passed after the customer has settled its obligations, made payment in full, or made corrections.