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友善列印
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Article NO. Content

Title:

Operating Rules for Securities Lending by Securities Firms  CH

Amended Date: 2019.10.29 (Articles 8 amended,English version coming soon)
Current English version amended on 2018.12.24 
Categories: Securities Exchange Market > Borrowing of Securities
Article 40     The borrowing and lending of securities between a securities firm and other securities firms or securities finance enterprises that engage in securities lending or securities margin purchase and short sale business are governed by the provisions of these Operating Rules mutatis mutandis except Article 5; Article 6, paragraph 1, subparagraph 1; Article 3; Article 7; Article 7-1; Article 8; Article 9; paragraph 3; Article 10; Article 11, paragraphs 2 and 3; Article 13-1; Article 15, paragraphs 1 and 2; Article 18; Article 19, paragraphs 2 to 8; Article 19-1; Article 20; Article 21, paragraphs 1 and 3; Article 22, paragraphs 1 and 2; each article of Chapter 4; Article 31; Article 32, paragraphs 1, 2 and 3; Article 33; Article 34; Article 35, and Article 35-2.