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Article NO. Content


Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Amended Date: 2015.01.21 
Article 13     A When a securities firm keeps custody of and invests funds on behalf of customers and a customer applies for fund withdrawal, it shall handle relevant investment instruments pursuant to the order of priority stipulated with the customer and transfer the settlement price into the securities firm's cash management account before further remitting those funds to the securities transfer account opened by the customer to conduct transactions under Article 10, paragraph 1, subparagraph 1.