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Article NO. Content

Title:

Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Amended Date: 2015.01.21 
Article 18     When a securities firm uses the funds in the cash management account to conduct repo-style transactions, the credit rating of the trading counterparties shall comply with the credit rating provisions in Article 6, paragraph 1, subparagraph 3.