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Article NO. Content


Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Amended Date: 2015.01.21 
Article 20     A securities firm shall keep a record of payments and receipts of funds and relevant investments in the course of keeping custody of and investing funds on behalf of customers, and shall send a reconciliation statement to the customers on a monthly basis.
    A securities firm shall transmit the information regarding the monthly payments and receipts of funds and related investments to the Taiwan Stock Exchange.