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Article NO. Content


Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Amended Date: 2015.01.21 
Article 22     When a securities firm has entered into a contract with a customer regarding the custody and investment of funds and the customer terminates the contract early or does not extend the contract upon expiration, the securities firm shall handle the matter pursuant to Article 6, paragraph 4.