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Article NO. Content


Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms  CH

Amended Date: 2020.09.15 (Articles 1, 4, 5-1, 6, 6-1, 6-2, 6-3, 7, 16 amended,English version coming soon)
Current English version amended on 2018.11.12 
Article 11     A securities firm that will conduct proprietary trading of foreign bonds and engage in derivative-based hedging shall establish a dedicated department and adopt a set of handling procedures in accordance with Article 31-2 of the Regulations Governing Securities Firms.