• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms  CH

Amended Date: 2018.11.12 
Article 11     A securities firm that will conduct proprietary trading of foreign bonds and engage in derivative-based hedging shall establish a dedicated department and adopt a set of handling procedures in accordance with Article 31-2 of the Regulations Governing Securities Firms.