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Article NO. Content


Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms  CH

Amended Date: 2022.06.08 (Articles 4, 6-4, 7, 11, 15 amended,English version coming soon)
Current English version amended on 2020.09.15 
Article 14     A securities firm that will conduct proprietary trading of foreign bonds and engage in derivative-based hedging shall enter into contracts with the counterparties, which contracts shall outline the rights and obligations of the two parties. The securities firm must confirm the terms and conditions of each individual transaction with the counterparty.