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Article NO. Content

Title：

Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms  CH

Amended Date： 2022.06.08 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 14     A securities firm that will conduct proprietary trading of foreign bonds and engage in derivative-based hedging shall enter into contracts with the counterparties, which contracts shall outline the rights and obligations of the two parties. The securities firm must confirm the terms and conditions of each individual transaction with the counterparty.