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Article NO. Content

Title:

Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms  CH

Amended Date: 2022.06.08 (Articles 4, 6-4, 7, 11, 15 amended,English version coming soon)
Current English version amended on 2020.09.15 
Article 16     A securities firm conducting proprietary trading of foreign bonds shall, immediately after the execution of a trade has been confirmed, enter the trade information into the TPEx information system within the deadline and using the format prescribed by the TPEx. However, for a trade that is executed after 5 p.m., the information shall be reported before 5 p.m. on the next business day. The securities firm shall also, within 10 days after the end of each month, enter the month's balance of proprietary trading of foreign currency denominated structured bonds into the TPEx information system using the format prescribed by the TPEx.