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Article NO. Content


Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms  CH

Amended Date: 2018.11.12 
Article 17     If a securities firm is found to be in violation of these Rules, the TPEx may notify the securities firm to make supplementations or corrections within a given timeframe or report the violation by letter to the competent authority. If the circumstances are serious, the TPEx may suspend the securities firm may be suspended from use of the TPEx trading system.