|
Article 17
|
A securities firm conducting business relating to custody and investment of funds on behalf of customers shall, upon receipt of a customer's written request for the provision of such business services, first verify that the customer has established and maintains an account for book-entry transfer of securities and funds for the transactions specified in Article 9, paragraph 1, subparagraph 1 before it may accept the request and enter into an agreement with the customer for custody and investment of the customer's funds and subsequently provide such services to the customer.
The Taiwan Securities Association shall prepare and furnish a template of the agreement for custody and investment of funds on behalf of customers as specified in the preceding paragraph.
|