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Article NO. Content


Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Amended Date: 2015.03.31 
Categories: Securities Exchange Market > Borrowing of Money
Article 2     A securities firm conducting business relating to custody and investment of funds on behalf of customers shall do so in accordance with securities and exchange laws and regulations, these Rules, as well as applicable rules, regulations, public notices, and circular letters of the Taiwan Stock Exchange Corporation (TWSE), the GreTai Securities Market (GTSM), and the Taiwan Depository & Clearing Corporation (TDCC).