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Article NO. Content

Title：

Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Amended Date： 2015.03.31 
Categories： Securities Exchange Market > Borrowing of Money
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 28     A securities firm using funds from the cash management account to engage in repo transactions may not engage in any transaction with one single counterparty resulting in a combined outstanding balance in excess of 100% of the counterparty's net worth as shown in its latest CPA-audited and attested financial report.