• Font Size:
  • S
  • M
  • L

Article NO. Content


Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Amended Date: 2015.03.31 
Categories: Securities Exchange Market > Borrowing of Money
Article 37     A securities firm using funds from the cash management account to invest in funds issued in certificated form may not take or receive the physical beneficial certificates; if it uses such funds to invest in funds issued in dematerialized form, it shall deposit the fund units in the accounts opened by the relevant securities investment trust enterprises with the TDCC.