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Article NO. Content


Taiwan Stock Exchange Corporation Directions for Lead Securities Underwriters Mandated to Assist Principals in Complying with ROC Laws and Regulations and the Taiwan Stock Exchange Corporation Rules Related to TWSE Listing  CH

Amended Date: 2022.09.21 
Categories: Primary Market > Management > Primary Listings
Article 1     These Directions are specially adopted pursuant to Articles 28-2 and 34 of the TWSE Rules Governing Review of Securities Listings ("Review Rules") and Article 6-1 of the TWSE Rules for Regulating TWSE Primary Listed Companies and Taiwan Innovation Board Primary Listed Companies After Listing, to regulate the scope of duties of a lead securities underwriter assisting a TWSE primary listed company and a Taiwan Innovation Board Primary Listed company in complying with ROC securities-related laws and regulations and relevant TWSE rules and the content of the mandate contract.