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Article 15
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The issuers, master agents, trustees or sub-distributors shall not:<br/>1. Issue or engage in trust investment of offshore structured products by means of fraud, coercion, or other improper means.<br/>2. Enter into an agreement with the investors to share profits or losses from investment in offshore structured products.<br/>3. Engage in any false or deceptive conduct or other conduct obviously inconsistent with facts or intended to mislead others.<br/>4. Engage in any act contrary to the intent of the instructions of the investor or the investor's interests, without the consent of the investor.<br/>5. Utilize an investor's funds against the investor's instructions.<br/>6. Allow any third party to use the name of the issuer, master agent, trustee, sub-distributor, or their associated persons to engage in trust investment of offshore structured products, or appoint an unqualified associated person to engage in the trust investment of offshore structured products.<br/>7. Violate any law or regulation or any code of conduct set by a self-regulatory institution when engaging in the advertising and business promotion of an offshore structured product.<br/>8. Engage in any other activity that is prohibited by law or regulations or self-regulatory rules.<br/>The remuneration system of a trustee or sub-distributor should give equitable consideration to the risk exposures of the investors, charge of fees and other factors, and shall not be based mainly on the amount of trust investment or sale.
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