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Article NO. Content


Directions for Securities Firms Engaging Futures Commission Merchants to Operate Securities Introducing Broker Business  CH

Amended Date: 2014.10.29 
Categories: Market Supervision > Regulation of Securities Firms
4     The site, equipment and access control of personnel of the place of business of the Securities Introducing Broker are governed mutatis mutandis by the applicable provisions of the TWSE TPEx and Taiwan Securities Association governing securities firms.