Taiwan Stock Exchange - Rules & Regulations Directory
News Release
Laws
Categories
Searching
Homepage
Chinese
RSS
Font Size:
S
M
L
Article NO. Content
Title:
Operation Directions for Inquiries of Customer Data by Employees of Securities Firms
CH
Announced Date:
2011.06.24
Categories:
Market Supervision > Regulation of Securities Firms
Article Content
Content Search
Article No. Search
Legislative History
Chinese
2
Employees of the securities firm shall comply with the firm's regulations and restrictions on customer data in respect of customer data they learn by reason of their duties.