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Article NO. Content


Operation Directions for Inquiries of Customer Data by Employees of Securities Firms  CH

Announced Date: 2011.06.24 
Categories: Market Supervision > Regulation of Securities Firms
5     A system of identification codes and access codes shall be established for the output and input of the securities firm's customer data; data access control shall be additionally put in place for important personal data.
    The identification codes and access codes under the paragraph above shall be updated regularly as necessary.