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Article NO. Content


Operation Directions for Inquiries of Customer Data by Employees of Securities Firms  CH

Announced Date: 2011.06.24 
Categories: Market Supervision > Regulation of Securities Firms
8     Applicants for perusal of customer data shall fill in a customer data request form. Detailed records of the request date, purpose and applicant's name and position shall be kept. Such form shall be serially numbered and managed by designated personnel.