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Article NO. Content


Operational Rules Governing Day Trades of Securities  CH

Amended Date: 2016.02.01 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 4     The securities broker may collect funds or securities in advance from the principal in full or in a certain percentage as the circumstances merit.
    The Operational Directions for Advance Collection of Funds and Securities by Securities Brokers in Brokerage Trading shall apply mutatis mutandis to the operations for the advance collection of funds and securities under the preceding paragraph.