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Article NO. Content


Operational Rules Governing Day Trades of Securities  CH

Amended Date: 2016.02.01 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 6     If the principal's cumulative loss from day trading of the preceding month reaches half of the single-day trading limit or day trading limit, the securities broker shall suspend day trading by the principal. The securities broker shall reassess the principal's single-day trading limit or the day trading limit after the principal has submitted proof of adequate financial capability, unless the principal is a professional institutional investor.