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An appeal may be filed with the TWSE by an appellant by the date specified in the TWSE's written notice of the disposition or within 30 days counting inclusively from the day following receipt of the notice (whichever comes later). The appeal shall specify the following information in writing and append supporting evidence or materials:
- The name, address, and name of the representative of the securities firm. An employee shall fill in his/her name, national ID number (or Alien Resident Certificate number), year, month, and date of birth, and contact address.
- The reference number, effective date of the disposition, and the name, article, and paragraph number(s) of the law or regulation violated, as stated in the original notice of disposition.
- The reasons for disagreeing with the disposition imposed by the TWSE, and the modifications that the appellant requests be made to the disposition.
A securities firmemployee may file an appeal by himself/herself, or through the securities firm where he/she was employed when the fact occurred that provided cause for the disposition or through the securities firm where he/she is currently employed, provided the appeal through such firm shall enclosea consent form from the person subject to disposition and be handled together with the appeal filed by the same person subject to disposition.
Execution of the original disposition will not be stayed by the lodgment of an appeal.
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