• Font Size：
  • S
  • M
  • L

Laws

Title：

Taiwan Stock Exchange Corporation Operation Procedures for Appeals Filed by Employees of Securities Firms in Disposition Cases  CH

Announced Date： 2013.12.31
Amended Date： 2023.08.23 (Articles 1, 2, 3, 4, 5, 6, 7, 8, 9 amended,English version coming soon)
Current English version amended on 2014.11.27 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Content Article In Change3. Name and full text of 10 points amended per 27 November 2014 Letter No. Taiwan-Stock-Secretariat-1030023704 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance (Original Name: Taiwan Stock Exchange Corporation Procedures for Handling Appeals Filed by Employees of Securities Firms in Disposition Cases)
Approved for recordation per 12 November 2014 Letter No. Financial-Supervisory-Securities-Firms-1030039275 of the Financial Supervisory Commission
Content Article In Change 2. Points 4 and 5 amended per 9 April 2014 Letter No. Taiwan-Stock-Intermediaries-1030501815 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Content 1. Full text of six points adopted per 31 December 2013 Letter No. Taiwan-Stock-Trading-1020210043 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Per 9 December 2013 Letter No. Financial-Supervisory-Securities-Firms-1020042037 of the Financial Supervisory Commission