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Laws

Title:

Taiwan Stock Exchange Corporation Operation Procedures for Appeals Filed by Employees of Securities Firms in Disposition Cases  CH

Announced Date: 2013.12.31
Amended Date: 2014.11.27 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change3. Name and full text of 10 points amended per 27 November 2014 Letter No. Taiwan-Stock-Secretariat-1030023704 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance (Original Name: Taiwan Stock Exchange Corporation Procedures for Handling Appeals Filed by Employees of Securities Firms in Disposition Cases)
Approved for recordation per 12 November 2014 Letter No. Financial-Supervisory-Securities-Firms-1030039275 of the Financial Supervisory Commission
Content Article In Change 2. Points 4 and 5 amended per 9 April 2014 Letter No. Taiwan-Stock-Intermediaries-1030501815 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Content 1. Full text of six points adopted per 31 December 2013 Letter No. Taiwan-Stock-Trading-1020210043 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Per 9 December 2013 Letter No. Financial-Supervisory-Securities-Firms-1020042037 of the Financial Supervisory Commission