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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Operation Procedures for Appeals Filed by Securities Firms or Employees thereof in Disposition Cases  CH

Amended Date: 2023.08.23 
Categories: Market Supervision > Regulation of Securities Firms
4     The TWSE, within 30 business days from theacceptance of an appeal, shall hold a meeting of the Appeal Review Committee. The meeting notice and materials relating to the appeal shall be delivered to the members of the Appeal Review Committee seven days before a committee meeting is held.
    An appellant may withdraw the appeal through written notice prior to the convening of the Appeal Review Committee. The TWSE will close the case upon receipt of the notice of withdrawal.
    Where an appellant as in the preceding paragraph withdraws an appeal, no one may file any further appeal against a case involving the same person subject to disposition.