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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Operation Procedures for Appeals Filed by Securities Firms or Employees thereof in Disposition Cases  CH

Amended Date： 2023.08.23 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
6     Where a person subject to disposition is a securities firm, these five internal members of the TWSE shall serve as members of the Appeal Review Committee: the TWSEPresident, the TWSE Senior Executive Vice President, and the head of or a person appointed by each of the Trading Department, Intermediaries Service Department, and Secretarial & Legal Department of the TWSE.