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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Operation Procedures for Appeals Filed by Securities Firms or Employees thereof in Disposition Cases  CH

Amended Date: 2023.08.23 
Categories: Market Supervision > Regulation of Securities Firms
7     The Appeal Review Committee shall have one chairperson, to be filled by the TWSE President if a person subject to disposition is a securities firm and by the TWSE Senior Executive Vice President if a person subject to disposition is a securities firm employee. When the chairperson is unable for any reason to convene a meeting, his/her deputy shall serve as the acting chairperson.
    Members of the Appeal Review Committee shall personally attend the meetings, and may not appoint another to serve as their agent; nor are they allowed during meetings to appoint another to exercise powers on their behalf. Members that leave before a meeting's end may not exercise their voting rights.