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Article NO. Content


Taiwan Stock Exchange Corporation Operation Procedures for Appeals Filed by Employees of Securities Firms in Disposition Cases  CH

Amended Date: 2014.11.27 
Categories: Market Supervision > Regulation of Securities Firms
7     The Appeal Review Committee shall have one chairperson, to be filled by the TWSE Senior Executive Vice President. When the chairperson is unable for any reason to convene a meeting, his/her deputy shall serve as the acting chairperson.
     Members of the Appeal Review Committee shall personally attend the meetings, and may not appoint another to serve as their agent; nor are they allowed during meetings to appoint another to exercise powers on their behalf. Members that leave before a meeting's end may not exercise their voting rights.