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The TWSE shall provide notice of the resolution made by the Appeal Review Committee to the person subject to disposition and the appellant, with a copy to the competent authority. If the person subject to disposition is a securities firm employee, notice shall also be given to the securities firm where the person was employed when the fact occurred that provided cause for the disposition and the securities firm where the person is currently employed. The letter giving notice shall include the following:
- The name, address, and name of the representative of the securities firm, and thename, national ID number (or Alien Resident Certificate number), the year, month, and date of their birth, and contact address of the employee.
- The facts, reasons, and legal basis.
- The reference number and the year, month, and date of the notification.
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