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Article NO. Content


Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts  CH

Amended Date: 2020.05.27 (Articles 2, 12, 15, 22 amended,English version coming soon)
Current English version amended on 2017.12.25 
Categories: Market Supervision > Regulation of Securities Firms
Article 1     These Guidelines are established in accordance with the proviso of Article 92, Paragraph 1 of the Operating Rules ("Operating Rules") of the Taiwan Stock Exchange Corporation ("TWSE") and the proviso of Article 82, Paragraph 3 of the Taipei Exchange Rules Governing Securities Trading on the TPEx ("TPEx Trading Rules").